Polynomials and Power Series (I)

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Today we discuss something on polynomials.

Over a Commutative Ring

Nilpotents and units are closely related. In a commutative unital ring RR, if xx nilpotent, aa unit, then a+xa+x is again a unit. If 1+xy1+x y is a unit for every yRy\in R, then xRx\in\mathfrak{R}, the Jacobson radical, approximately nilpotent.

Let AA be a commutative unital ring, and A[x]A[x] the polynomial ring over AA.
Let f=a0+a1x+...+anxnf=a_0+a_1x+...+a_n x^n. If a1,a2,...,ana_1,a_2,...,a_n are nilpotent, so will be fa0f-a_0. If moreover a0a_0 is invertible, ff will be invertible; if instead a0a_0 is nilpotent, ff is nilpotent. The converses are both true. For nilpotency, the highest degree term of fmf^m is a sole anmxma_n^m x^m, if ff is nilpotent, ana_n is forced to be; but then fanxnf-a_n x^n is again nilpotent. For invertibility, immediately a0a_0 is invertible; Suppose fg=1fg=1 with g=b0+b1x+...+brxrg=b_0+b_1x+...+b_r x^r. Then anbr=0,anbr1+an1br=0,...a_n b_r=0,a_n b_{r-1}+a_{n-1} b_r=0,.... Multiplying the second by ana_n, we get an2br1=0a_n^2 b_{r-1}=0; repeating this yields anr+1b0=0a_n^{r+1} b_0=0, and b0b_0 is invertible so ana_n is nilpotent.

In particular, these implies the nilradical N=R\mathfrak{N}=\mathfrak{R} in polynomial rings. If fRf\in\mathfrak{R}, then 1+xf1+xf is invertible. This means a0,...,ana_0,...,a_n are all nilpotent, hence ff nilpotent. In the proof of the Hilbert Nullstellensatz, we will see that this is valid also in prime quotients of polynomial rings.

If ff is a zero-divisor, then a0,..,ana_0,..,a_n are all zero-divisors. Indeed, if fg=0fg=0, then anbr=0a_n b_r=0, and fang=0f a_n g =0, with degang<degg\mathrm{deg} a_n g<\mathrm{deg} g. Repeating this, eventually anga_n g=0. This yields (fanxn)g=0(f-a_n x^n) g=0. Then aig=0,aibn=0,ia_i g=0,a_i b_n=0,\forall i.

A general version of Gauss’s lemma holds: if (a0,...,an)=(1)(a_0,...,a_n)=(1), then ff is said to be primitive. If f,gf,g are primitive, then so is fgf g. The proof is analogous: If (c0,...,cn)p(c_0,...,c_n)\in\mathfrak{p} for some maximal pp, then in (A/p[x](A/\mathfrak{p}[x], we have fg=0f g=0. Since this is a domain, either f,gf,g is 00, a contradiction.

The above is easily generalized to several variables (actually arbitrarily many, since a polynomial always involves only finite terms), keeping in mind A[X1,...,Xn]=A[X1,...,Xn1][Xn]A[X_1,...,X_n]=A[X_1,...,X_{n-1}][X_n].

The case of power series is different in many aspects. First, if f=a0+a1x+...f=a_0+a_1 x+..., then ff is invertible if and only if a0a_0 is. This is because suppose g=b0+b1x+...g=b_0+b_1 x+..., then KaTeX parse error: Expected 'EOF', got ' ' at position 12: f g=a_0 b_0 ̲+ (a_0 b_1+a_1 … where aia_i can be solved inductively as long as a0b0=1a_0 b_0=1. Second, although ff nilpotent implies aia_i nilpotent for all ii, via some similar induction focusing on the lowest degree term, the converse is not true. In fact, there are some restrictions on the vanishing degree: if fs=0f^s=0, then a0s=0a_0^s=0, so (fa0)2s=0(f-a_0)^{2s}=0; then a12s=0a_1^{2s}=0, so (fa1x)4s=0(f-a_1 x)^{4s}=0. In general ai2is=0a_i^{2^i s}=0. If the least sis_i for aisi=0a_i^{s_i}=0 increases rapidly, making 2isi,i2^{-i} s_i\rightarrow\infty,i\rightarrow \infty, then ff is not nilpotent. For example take si=3i,A=iZ+C[xi]/(xisi),ai=xis_i=3^i,A=\prod_{i\in\mathbb{Z}^+}\mathbb{C}[x_i]/(x_i^{s_i}),a_i=x_i. The argument also applies in the polynomial case, but then nn is finite.

If 1+gf1+g f is invertible iff 1+a0b01+a_0 b_0 is invertible. So fR(A[[x]])f\in\mathfrak{R}(A[[x]]) iff a0R(A)a_0\in\mathfrak{R}(A).

The ideal F(I)F(\mathfrak{I}) of ff with a0Ia_0\in \mathfrak{I} is an ideal of A[[x]]A[[x]]. Moreover A/IA[[x]]/F(I)A/\mathfrak{I}\cong A[[x]]/F(\mathfrak{I}). So if I\mathfrak{I} is prime, so is F(I)F(\mathfrak{I}); same for maximality. In fact, the same holds in A[x]A[x].

The above topic is from Atiyah, M. F.; MacDonald, I. G. (February 21, 1994). «Chapter 1: Rings and Ideals». Introduction to Commutative Algebra. Westview Press. p. 11. ISBN 978-0-201-40751-8.

The case of countable variables is also of interest. We will discuss this in later posts.

Thursday, August 1, 2013

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