Polynomials and Power Series (I)

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Today we discuss something on polynomials.

Over a Commutative Ring

Nilpotents and units are closely related. In a commutative unital ring R, if x nilpotent, a unit, then a+x is again a unit. If 1+x y is a unit for every y\in R, then x\in\mathfrak{R}, the Jacobson radical, approximately nilpotent.

Let A be a commutative unital ring, and A[x] the polynomial ring over A.
Let f=a_0+a_1x+...+a_n x^n. If a_1,a_2,...,a_n are nilpotent, so will be f-a_0. If moreover a_0 is invertible, f will be invertible; if instead a_0 is nilpotent, f is nilpotent. The converses are both true. For nilpotency, the highest degree term of f^m is a sole a_n^m x^m, if f is nilpotent, a_n is forced to be; but then f-a_n x^n is again nilpotent. For invertibility, immediately a_0 is invertible; Suppose fg=1 with g=b_0+b_1x+...+b_r x^r. Then a_n b_r=0,a_n b_{r-1}+a_{n-1} b_r=0,.... Multiplying the second by a_n, we get a_n^2 b_{r-1}=0; repeating this yields a_n^{r+1} b_0=0, and b_0 is invertible so a_n is nilpotent.

In particular, these implies the nilradical \mathfrak{N}=\mathfrak{R} in polynomial rings. If f\in\mathfrak{R}, then 1+xf is invertible. This means a_0,...,a_n are all nilpotent, hence f nilpotent. In the proof of the Hilbert Nullstellensatz, we will see that this is valid also in prime quotients of polynomial rings.

If f is a zero-divisor, then a_0,..,a_n are all zero-divisors. Indeed, if fg=0, then a_n b_r=0, and f a_n g =0, with \mathrm{deg} a_n g<\mathrm{deg} g. Repeating this, eventually a_n g=0. This yields (f-a_n x^n) g=0. Then a_i g=0,a_i b_n=0,\forall i.

A general version of Gauss’s lemma holds: if (a_0,...,a_n)=(1), then f is said to be primitive. If f,g are primitive, then so is f g. The proof is analogous: If (c_0,...,c_n)\in\mathfrak{p} for some maximal p, then in (A/\mathfrak{p}[x], we have f g=0. Since this is a domain, either f,g is 0, a contradiction.

The above is easily generalized to several variables (actually arbitrarily many, since a polynomial always involves only finite terms), keeping in mind A[X_1,...,X_n]=A[X_1,...,X_{n-1}][X_n].

The case of power series is different in many aspects. First, if f=a_0+a_1 x+..., then f is invertible if and only if a_0 is. This is because suppose g=b_0+b_1 x+..., then f g=a_0 b_0 + (a_0 b_1+a_1 b_0)x+(a_0 b_2+a_1 b_1+a_2 b_0)x^2+... where a_i can be solved inductively as long as a_0 b_0=1. Second, although f nilpotent implies a_i nilpotent for all i, via some similar induction focusing on the lowest degree term, the converse is not true. In fact, there are some restrictions on the vanishing degree: if f^s=0, then a_0^s=0, so (f-a_0)^{2s}=0; then a_1^{2s}=0, so (f-a_1 x)^{4s}=0. In general a_i^{2^i s}=0. If the least s_i for a_i^{s_i}=0 increases rapidly, making 2^{-i} s_i\rightarrow\infty,i\rightarrow \infty, then f is not nilpotent. For example take s_i=3^i,A=\prod_{i\in\mathbb{Z}^+}\mathbb{C}[x_i]/(x_i^{s_i}),a_i=x_i. The argument also applies in the polynomial case, but then n is finite.

If 1+g f is invertible iff 1+a_0 b_0 is invertible. So f\in\mathfrak{R}(A[[x]]) iff a_0\in\mathfrak{R}(A).

The ideal F(\mathfrak{I}) of f with a_0\in \mathfrak{I} is an ideal of A[[x]]. Moreover A/\mathfrak{I}\cong A[[x]]/F(\mathfrak{I}). So if \mathfrak{I} is prime, so is F(\mathfrak{I}); same for maximality. In fact, the same holds in A[x].

The above topic is from Atiyah, M. F.; MacDonald, I. G. (February 21, 1994). «Chapter 1: Rings and Ideals». Introduction to Commutative Algebra. Westview Press. p. 11. ISBN 978-0-201-40751-8.

The case of countable variables is also of interest. We will discuss this in later posts.

Thursday, August 1, 2013

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Discussion on Exercises of Commutative Algebra (I)

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  1. Units
    , nilpotents, and idempotents lift from A/\mathfrak{N} to A.

    Proof: Units and nilpotents are obvious. In fact they lift to any of their representatives.
    For idempotents, if x^2=x\in A/\mathfrak{N}, then (1-x)x=0 \in A/\mathfrak{N}, so (1-x)^kx^k=0\in A for sufficiently large k. And (1-x)^k+x^k=1-x+x=1\in A/\mathfrak{N}, so lifts to a unit (1-x)^k+x^k. Moreover, its inverse u=1\in A/\mathfrak{N}. So (ux)^k(u(1-x))^k=0,ux^k+u(1-x)^k=1\in A and ux=x,u(1-x)=1-x\in A/\mathfrak{N}.
    This can be interpreted by sheaf theory, which is to be discussed in later posts.

  2. Prime ideals of A_1\times...\times A_n is of the form A_1\times...\times p_i\times ... \times A_n, where p_i is a prime ideal of A_i. What about countable products? (Profinite exists. Boolean Ring)

    Proof:
     Multiplying by (0,...,1,...,0) we see I=I_1\times...\times I_n. Then (A_1\times...\times A_n)/I=A_1/I_1\times...\times A_n/I_n. It is a domain iff n-1 factors are 0 and the other is a domain. Actually the index set does not matter, as this is a product. Direct sums are of interest, and we will discuss it later.
    The projection onto each factor corresponds geometrically to inclusion into the disjoint union. Multiplication by (0,...,1,...,0) means restrict the function to i-th component. The above demonstrates that ideals of a product works independently on factors, and so the subset is irreducible, iff it is restricted in one part, and irreducible there.
    1. Let f:A\rightarrow B be surjective. Then f(\mathfrak{R}(A))\subseteq \mathfrak{R}(B). The inclusion may be strict. What about \mathfrak{N}?
    2. If A is semilocal then the above is an equality.

    Proof:

    1. Since 1+f^{-1}(b) a is invertible, so is 1+b f(a) for all b\in B. Let f be the quotient map from a domain A by some principle ideal generated by a power. Then \mathfrak{R}\supseteq \mathfrak{N}\supsetneq (0)=f(\mathfrak{R}(A)).
      For non-surjective morphisms, the two thing may have no relation at all. For example, let A be a local domain and f the embedding into B, its field of fractions. Then f(\mathfrak{R}(A))=\mathfrak{R}(A) is very large but \mathfrak{R}(B)=0.
      Since prime ideals always pull back, we always have f(\mathfrak{N}(A))\subseteq \mathfrak{N}(B). For Jacobson radicals, the reason actually is the same since when f is surjective, maximal ideals pull back. This is like saying, if a function vanishes on every closed point, then it vanishes on every closed point of a closed subset. If it vanishes on every point, then its pullback vanishes on every point. In the polynomial case, since \mathfrak{N}=\mathfrak{R}, this reduces to trivial intuition.
    2. Denote the kernel by I and the collection of maximal ideals \mathcal{M}. It is equivalent to \cap_{\mathfrak{m} \in\mathcal{M}}\mathfrak{m} + I=\cap_{\mathfrak{m}\supseteq I}\mathfrak{m}. Passing to A/\cap_{\mathfrak{m} \in\mathcal{M}} \mathfrak{m}\cong \prod_{\mathfrak{m} \in\mathcal{M}}  A/\mathfrak{m}, it is equivalent to I=\cap_{\mathfrak{m}\supseteq I}\mathfrak{m}. This is a product of fields, so by 2. above, all ideals are products of the whole field or 0. I has 0 in the components of \mathfrak{m}\supseteq I while k_i otherwise, which is exactly equal to \cap_{\mathfrak{m}\supseteq I}\mathfrak{m}. This does not work when |\mathcal{M}| is infinite, because then Chinese remainder theorem does not hold.
      Continuing the discussion of a., this is saying if in addition closed points are finite, then a function vanishing on a subset of them must be induced by some function vanishing on all of them. Taking the example of \mathbb{Z}, p vanishes on the single point \mathrm{Spec}(\mathbb{Z}/p^2\mathbb{Z}), but cannot be induced by some elements vanishing on all of \mathrm{Spec}\mathbb{Z}: such elements must be 0. This happens because we fail to let it vanish at all other primes simultaneously: infinite product does not make sense. However in \mathrm{Spec}(\prod_{p=2,3,5,...}\mathbb{Z}/p^2\mathbb{Z}), this holds, as we can always pull back to (2,3,5,...).
  3. An integral domain A is a UFD iff both of the following are satisfied:
    1. Every irreducible element is prime.
    2. Principle ideals satisfy A.C.C.


    Proof:
     For UFDs, it is crystal clear that these are satisfied. Conversely, we can easily split a into a finite product of irreducible elements, by A.C.C.. The product is unique because irreducibles are prime. We should care about the cases when irreducible element is not prime.

  4. Let \{P_{\lambda}\}_{\lambda\in\Lambda} be a non-empty totally ordered (by inclusion) family of prime ideals. Then \cap P_{\lambda} is prime. Thus for any ideal I, there is some minimal prime ideal containing I.
    Proof: If ab\in\cap P_{\lambda}, then for all \lambda, either a,b is in P_{\lambda}. So the one of the collections of primes containing a and b respectively is not bounded below. Thus either of a,b is in the intersection. The corollary then follows from Zorn’s lemma.
  5. Let A be a ring, P_1,...,P_r ideals. Suppose r-2 of them are prime. Then if I\subseteq \cup_i P_i, then \exists i:I\subseteq P_i.
    Proof: This is mysterious. Proof is not hard, but I do not know why. I will write when I know its meaning or usage.
  6. In a ring A, if every ideal I\subsetneq \mathfrak{N} contains a nonzero idempotent, then \mathfrak{N}=\mathfrak{R}.
    Proof: Notice when A is reduced, this amounts to say if every ideal contains a nonzero idempotent, then \mathfrak{R}=0: If a\ne 0, then (a) contains a nonzero idempotent e=ka, with e(1-e)=0, so 1-ka is not a unit, and a\notin R. The general case follows by passing to A/\mathfrak{N}. But this is more like an awkward exercise.
  7. A local ring contains no idempotents \ne 0,1.
    Proof: Otherwise it would split as a direct product. By 2. above, it has at least two maximal ideals. Geometrically, a local picture cannot be a disjoint union.
  8. The ideal \mathfrak{Z} of zero-divisors is a union of prime ideals.
    Proof: Non-zero-divisors form a multiplicative set: If a,b are not zero-divisors, and a b x=0, we have b x=0 and x =0. The primes in the localization with respect to this set corresponds exactly to primes consisting of zero-divisors. Everything is clear. This is similar to the case of non-nilpotent elements is out of some prime ideals, or that localization with respect to a prime ideal is local.

The topics are from Matsumura, H. (June 30, 1989). «Chapter 1: Commutative Rings and Modules». Commutative Ring Theory. Cambridge University Press. p. 6. ISBN 978-0-521-36764-6. and Atiyah, M. F.; MacDonald, I. G. (February 21, 1994). «Chapter 1: Rings and Ideals». Introduction to Commutative Algebra. Westview Press. p. 11. ISBN 978-0-201-40751-8.

Friday, August 2, 2013

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A Simple Combinatorial Problem and Related Thoughts

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Problem: If the decimal expansion of a contains all 10 digits (0,...,9), then the number of length n strings (shorted as n-strings) is greater than n+8.

If you’ve established the simple lemma, the solution is instant. Otherwise very impossible.

Lemma: The number C_n of n-strings is strictly greater than C_{n-1}, that of n-1-strings.
Actually,  we always have C_n \ge C_{n-1}: Every n-1-string corresponds to an n-string by continuing 1 more digit. The map is clearly injective. If C_n=C_{n-1}, it is bijective, meaning we have a way to continue uniquely, which means rationality. Rigidly, at least one of the n-1-strings occurs infinitely, but all digits after some n-1-string is totally determined by it. So if an n-1-string appears twice, it must appear every such distances, and so do the digits between.

(Further discussion: For a rational number, split it into a finite part, and a recurring part. If the minimal length of recurring string is n, then any m-string starting in the recurring part has exactly n variations, if m \ge n. Additional variations brought by the finite irregular part is finite (regardless of m), as the starting point is finite. So C_n in this case is not decreasing but bounded. So it reaches some certain number and stays stable. In a purely recurring case, the number is exactly n (meaning afore-defined).

Now C_n \ge C_{n-1}+1 \ge ... \ge 9+1, as 10 > 9=1+8 holds, the problem is solved.

This may not be really hard. But the most important thing is to see the principle behind it.

(I  WILL FURTHER COMPLETE THIS POST.)

Saturday, August 10, 2013

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從張鈺哲說開去

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大概一年級的時候,看一本書,名字忘了,反正講的是宇宙啊、星星啊、航天啊相關的知識(或者八卦?),與之配套的還有一本講地球的。那時我就是這麼喜歡這種書,經常成套地買。有一天就看到一段講月蝕和日食,說是雖然日食發生的比月蝕還要頻繁一點,很多人一輩子都沒見過日食卻見過月蝕,爲什麼呢,它說因為日食能看到的只是一小片區域,畢竟月球能擋住的小,而地球則是整個把月球都擋住了,另外日食時間短,就更容易受天氣影響。這時候就舉了個例子,說是某年中國某地發生日食,古稀之年的張鈺哲先生趕過來,適逢陰雨天憾而沒能看到。配圖是一位瘦削、長臉的老者,頗有混血風範。其時就對張鈺哲這個人很感興趣,然而那個時代信息閉塞,我一個小城市的小屁孩,沒有網絡,上哪去主動獲取信息呢?但這種好奇就一直在我腦中徘徊不去。另,我當時的眼光反而落在“古稀”一詞上更甚,一是沒什麼文化,覺得很新鮮,二個,是書的另一處講到人的壽命,說活七十歲,其實才兩萬多天,而那已經是“人生七十古來稀”了,我就常常覺得悲哀,因為各種書上常常提到冥王星公轉要二百多年,哈雷彗星也要七十幾年才迴歸一次云云。

而後很多年,都沒有網絡。日子一天天地過,到初一有了網,我又沉迷遊戲(黑歷史就在QQ空間,感興趣可以慢慢翻),然後又英語、又數學、又政治、又數碼地,就淡忘了這些事。

高三的時候,@wdq 看清華校史的書,我也借來看,看著不免上網找些資料,在豆瓣上偶遇一篇講老清華政治運動的文,提到任之恭等人再回大陸,提出要見一些老友,然而他們不知道這些人都由於種種原因不在了,陪同的竺可楨為之震驚。此時不知怎麼就想到了張鈺哲。或許是因為張鈺哲也是清華的校友,而我在書上的某個角落看到了他的名字?總之,借這個契機,我瞭解到張鈺哲的大略生平,他從建國就一直任紫金山天文臺台長,直到逝世。但資料並不甚翔實。

剛剛在知乎上看見一位南京大學天文學的同學。南京,天文學,不由得想到了張鈺哲,想起前幾日說的要寫點東西,就寫了。寫的時候,在看http://v.youku.com/v_show/id_XNTI0MTQ4MzY=.html?f=2629679,說到他9歲(大清宣統二年)看到哈雷彗星,就勵志做天文,後來在紫金山天文臺(西元1986年)又看到一次。從生卒年上看,他不久就仙去了。人生能見到兩次哈雷彗星,是多麼幸運而幸福的事啊!

張鈺哲當了很多年紫金山天文臺台長,在業界有很高的名望。有一個月球上的坑以他命名,還有一顆小行星也是。1928年他發現了“中華”小行星,是中國人發現的第一顆小行星。1941年,他拍攝了中國境內第一張日全食照片,去日占區拍的,據說是冒著轟炸。至少粗略看來,他應當是個有趣的人。然而如今的大眾都不大知道他了。網上也沒有很多關於他的資料,僅有少數幾篇革命宣傳口吻的傳記。從來沒看見人們談論過他。作為中國天文學的領路人,這樣的待遇好像並不相稱。现在生活水平提高,越来越多的人買得起相機、望遠鏡、赤道儀,成為天文愛好者,但還是沒看見他們談論到張鈺哲。孔子說,君子疾沒世而名不稱焉,如此看來,不能不說是一種遺憾。

然而以我看來,他至少能說「我度過了美好的一生」,他的人生足夠有趣,足夠波瀾壯闊了。縱觀歷史,應當有很多這樣有趣的人吧。爲什麼我的生活總是似乎索然無味呢?希望我也能成為這麼有趣的人,希望我也能遇見很多這麼有趣的人。

于 2014 年 6 月 30 日

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